Employer Sponsored Retirement Plans
PRIME CAPITAL FINANCIAL OF CONNECTICUT
End-to-End Retirement Plan Management You Can Trust
Your retirement plan deserves more than check-the-box service—discover the difference strategic, fiduciary-focused guidance can make.
At Prime Capital Financial of Connecticut, we are here to deliver value to Plan Sponsors and their Participants. No consultant speak. No complicated explanations. Just simple, accountable results.
When it comes to managing your firm’s retirement plan, we oversee all aspects, from design to implementation and ongoing management. We deliver extraordinary value through clear analysis and fiduciary-focused oversight so our clients can concentrate on the things that matter most to them.
We offer our clients more than just local guidance—we deliver the strength and scale of a national firm. Our clients benefit from exclusive resources like the Fiduciary Summit, a quarterly client newsletter, access to client-facing ERISA attorneys, and a dedicated Investment Advisory Committee focused on driving strong plan performance. We also provide financial wellness programs designed to engage and empower employees. These tools and teams work in concert to support our mission: helping clients achieve better outcomes with confidence and clarity.
Comprehensive Retirement Plan
Consulting & Services
Plan Investment Menu Management
Fiduciary Focused Committee Education & Training
From Fiduciary Oversight to Employee Engagement—We’ve Got You Covered
Plan Confidently, Manage Efficiently, Engage Effectively.
Our service model is designed to deliver a comprehensive suite of services to support the needs of you and your employees. Our services include:
- Innovative plan designs optimized to help achieve your goals
- Management of Plan Sponsor’s Fiduciary Responsibilities
- Robust investment analytics for your plan’s core investments and target date funds
- Plan governance consulting and documentation
- Plan benchmarking
- Committee education modules
- Participant engagement and education with Prime Capital Financial Wellness
- Vendor selection (RFI/RFP) services
- Provider relationship management
- Strategic guidance on relevant industry impact issues and legislation
- Liability driven investment (LDI) strategies for pension plans
A Philosophy Built on
Clarity, Care, and Long-Term Value
Driving better outcomes through transparency, participant-focused strategies, and proactive fiduciary support.
Our Philosophy
Our philosophy for managing retirement plans centers on transparency, accountability, and a focus on the long-term financial well-being of both your organization and your employees. We believe that a well-designed and carefully managed retirement plan is essential to driving employee satisfaction, improving retention, and supporting financial security.
Consultative
Prime Capital Financial of Connecticut recognizes that employer-sponsored retirement plans do not exist in a vacuum. As a retirement plan-focused consultant, we look to the bigger picture for our clients’ business needs, the manner in which they use their benefit programs to recruit and retain talent, and how they can maximize the Plan’s value.
Retirement Plan-Focused
Retirement plans are what we do. This means our clients can rely on Prime Capital Financial of Connecticut to be out in front of emerging issues and be current on identifying and implementing best practices.
Participant-Driven
As ERISA directs, Prime Capital Financial of Connecticut places Participants’ best interests at the core of our fiduciary responsibilities. Our approach solidifies industry-standard best practices to provide Trustees and Plan Sponsors with a level of oversight so they can concentrate on the things that matter most to them. We don’t merely hope your employees will be okay in the future; we work with them in a way to drive better outcomes.
Stronger plans. Smarter futures.
Get your FREE retirement plan evaluation today—let’s build a better future for your company and your employees.
Facts & Figures
We combine national reach with local insight—explore the key milestones that define who we are.
400+
Professionals*
35B+
Assets Under Management*
40+
Markets*
*As of 5/31/25
Prime Capital Financial Ownership
65%
Advisor & Leadership
35%
Outside Investors
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